The Synergy Compliance Podcast
The Synergy Compliance Podcast
Podcast Description
Whether you're a solo advisor, part of a growing firm, or managing compliance at scale, The Synergy Compliance Podcast breaks down the latest regulatory updates, compliance best practices, and real-world challenges—without the legalese.
Podcast Insights
Content Themes
The podcast focuses on compliance updates, regulatory challenges, and operational efficiency, featuring episodes like Borrowing Insights from Non-Financial Industries, where the host discusses lessons from manufacturing and hospitality, and Dos and Don'ts of CRM Management, which covers practical tips for using CRM systems effectively in compliance management.
Whether you’re a solo advisor, part of a growing firm, or managing compliance at scale, The Synergy Compliance Podcast breaks down the latest regulatory updates, compliance best practices, and real-world challenges—without the legalese.
Our host, Scott P. Gill, was recently featured on The Advisors Edge Podcast with Rob Jacomen & Chad Ramburg.
They talk about going from being a solopreneur to building and scaling a successful firm, and the difficulties that business owners face when facing decisions they can't directly impact. Scott recommends having a strategy for the things you don't control and encourages swift and confident decision making to prevent bottlenecks.
Disclaimer
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