The Beyond Capture Podcast
The Beyond Capture Podcast
Podcast Description
Beyond Capture is a podcast by Umony, hosted by CEO Dean Elwood, exploring how firms can leverage the vast amounts of data they capture and transform them into a powerful asset.Umony provides capture, archiving and AI-native surveillance solutions to help enterprises navigate governance and regulatory challenges. Featuring Chief Compliance Officers, regulatory compliance experts and industry leaders, we discuss how to move beyond data collection and transform compliance into a proactive and strategic function.
Podcast Insights
Content Themes
The podcast focuses on data governance, regulatory compliance, and the integration of AI in enterprise solutions, with episodes that delve into topics such as the LIBOR scandal’s impact on banking and the role of technology in compliance strategies.
Beyond Capture is a podcast by Umony, hosted by CEO Dean Elwood, exploring how firms can leverage the vast amounts of data they capture and transform them into a powerful asset.
Umony provides capture, archiving and AI-native surveillance solutions to help enterprises navigate governance and regulatory challenges. Featuring Chief Compliance Officers, regulatory compliance experts and industry leaders, we discuss how to move beyond data collection and transform compliance into a proactive and strategic function.
In this conversation, Dean Elwood speaks with Tracey McDermott, former Acting Chief Executive of the Financial Conduct Authority and former Chief Compliance Officer at Standard Chartered.
Drawing on her experience on both sides of the regulatory divide, Tracey reflects on how misconduct emerges inside financial institutions, what regulators look for when things go wrong, and how banks can build stronger cultures of accountability.
The discussion covers the mortgage endowment scandal, LIBOR, the challenge of rebuilding trust in financial regulation, and the evolving role of compliance as data and AI reshape the industry.
Chapters:
00:00 Intro
01:17 From Litigation to the Financial Regulator
04:29 The mortgage endowment mis-selling case
07:22 Rebuilding Trust in the Regulator
10:17 The Reality of Leading a Public Regulator
12:56 The role of boards in risk oversight
15:25 The Hidden Patterns Behind Financial Misconduct
18:05 Enforcement vs Culture in Financial Institutions
20:27 Why the LIBOR Scandal Changed Everything
22:47 Individual Accountability vs Systemic Failure
26:34 The Hardest Problems Finance Still Has
30:27 The Gap Between Regulation and Reality
32:00 Looking Back on a Career in Regulation and Banking
33:58 The Future of Compliance and the Role of AI
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