SEC Roundup
SEC Roundup
Podcast Description
SEC Roundup brings you inside conversations with securities law experts, former regulators, and industry leaders to examine the real-world impacts of SEC enforcement actions and rulemaking. Hosted by ICAN's Nicolas Morgan and Thomas Zaccaro, both former SEC enforcement attorneys, this series cuts through legal jargon to provide clear analysis of how SEC policies affect everyday investors and entrepreneurs. From landmark court decisions to regulatory developments, SEC Roundup delivers expert perspective on the critical balance between effective regulation and market freedom.
Podcast Insights
Content Themes
The podcast focuses on securities law, regulatory developments, and enforcement actions, with specific episodes analyzing landmark court decisions, implications of SEC rules for investors, and discussions about the ASA's recent constitutional challenge against the MSRB. Critical focus areas include the balance between effective regulation and market dynamics.
SEC Roundup brings you inside conversations with securities law experts, former regulators, and industry leaders to examine the real-world impacts of SEC enforcement actions and rulemaking. Hosted by ICAN’s Nicolas Morgan and Thomas Zaccaro, both former SEC enforcement attorneys, this series cuts through legal jargon to provide clear analysis of how SEC policies affect everyday investors and entrepreneurs. From landmark court decisions to regulatory developments, SEC Roundup delivers expert perspective on the critical balance between effective regulation and market freedom.
What if the SEC could take millions—even when no one lost a dime? Appellate expert Igor Timofeyev joins co-hosts Nick Morgan and Tom Zaccaro to break down a key Supreme Court petition and a growing court split over disgorgement. The outcome could reshape SEC enforcement for years to come.
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