Corylated
Podcast Description
Welcome to 'Corylated', the podcast for compliance and risk aficionados. Rachel Wolcott and Lindsey Rogerson dive deep into the ever-evolving world of regulation and compliance. Unveiling trends, providing expert insights, and building a vibrant community, each episode is your gateway to mastering the historical context and current shifts in regulatory landscapes.
Tune in, stay informed, and enjoy the some of the trusty guidance we promise to deliver!
www.compliancecorylated.com
LinkedIn - https://www.linkedin.com/company/compliance-corylated
Subscribe to our Newsletter - https://www.compliancecorylated.com/this-week-corylated/
Podcast Insights
Content Themes
The podcast dives into themes of regulatory changes, financial compliance, diversity, equity, and inclusion (DEI), and the historical context of financial regulations. Episodes cover topics such as the evolving discourse on DEI in workplaces, the impact of financial deregulation, and expert interviews, like one with Diana Henriques discussing the SEC's formation after the 1929 stock market crash.
Welcome to ‘Corylated’, the podcast for compliance and risk aficionados. Rachel Wolcott and Lindsey Rogerson dive deep into the ever-evolving world of regulation and compliance. Unveiling trends, providing expert insights, and building a vibrant community, each episode is your gateway to mastering the historical context and current shifts in regulatory landscapes.
Tune in, stay informed, and enjoy the some of the trusty guidance we promise to deliver!
www.compliancecorylated.com
LinkedIn – https://www.linkedin.com/company/compliance-corylated
Subscribe to our Newsletter – https://www.compliancecorylated.com/this-week-corylated/
In this episode Rachel Wolcott and Lindsey Rogerson discuss the proposed changes to the UK’s landmark Senior Managers & Certification Regime (SM&CR). At its inception it was deemed to be framework proportionate to challenge of holding financial services senior managers accountable, but 10 years on the UK government and regulators view some aspects to be a burden. Rachel and Lindsey look back at the post-Global Financial Crisis landscape that brought SM&CR into being, the lack of enforcement action around the regime as well as some of the proposed changes.
Links
More senior manager penalties coming, says UK watchdog
Financial Conduct Authority consultation: https://www.fca.org.uk/publication/consultation/cp25-21.pdf
Prudential Regulation Authority consultation: https://www.bankofengland.co.uk/prudential-regulation/publication/2025/july/review-of-the-senior-managers-and-certification-regime-consultation-paper
HM Treasury consultation: https://www.gov.uk/government/consultations/consultation-reforming-the-senior-managers-certification-regime
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