Corylated
Podcast Description
Welcome to 'Corylated', the podcast for compliance and risk aficionados. Rachel Wolcott and Lindsey Rogerson dive deep into the ever-evolving world of regulation and compliance. Unveiling trends, providing expert insights, and building a vibrant community, each episode is your gateway to mastering the historical context and current shifts in regulatory landscapes.
Tune in, stay informed, and enjoy the some of the trusty guidance we promise to deliver!
www.compliancecorylated.com
LinkedIn - https://www.linkedin.com/company/compliance-corylated
Subscribe to our Newsletter - https://www.compliancecorylated.com/this-week-corylated/
Podcast Insights
Content Themes
The podcast dives into themes of regulatory changes, financial compliance, diversity, equity, and inclusion (DEI), and the historical context of financial regulations. Episodes cover topics such as the evolving discourse on DEI in workplaces, the impact of financial deregulation, and expert interviews, like one with Diana Henriques discussing the SEC's formation after the 1929 stock market crash.
Welcome to ‘Corylated’, the podcast for compliance and risk aficionados. Rachel Wolcott and Lindsey Rogerson dive deep into the ever-evolving world of regulation and compliance. Unveiling trends, providing expert insights, and building a vibrant community, each episode is your gateway to mastering the historical context and current shifts in regulatory landscapes.
Tune in, stay informed, and enjoy the some of the trusty guidance we promise to deliver!
www.compliancecorylated.com
LinkedIn – https://www.linkedin.com/company/compliance-corylated
Subscribe to our Newsletter – https://www.compliancecorylated.com/this-week-corylated/
In this episode Rachel Wolcott and Lindsey Rogerson discuss the jailing of siblings Redinel and Oerta Korfuzi at Southwark Crown Court in London on July 4. The pair were found sentenced to a combined 11 years after Redinel used his position as an analyst at Janus Henderson to trade on inside information.
They begin by discussing why the Financial Conduct Authority (FCA) might be a celebratory mood after this and other recent successful insider dealing prosecutions, before considering the details of the judgment and the lessons therein for financial services professionals.
The conversation then moves on to ponder the presence of Sottish and Northen Irish bank notes in two recent FCA criminal cases.
Finally, they discuss recent warnings from UK and French authorities about organised criminal gangs increasingly recruiting junior bank staff for their access to insider information. And crucially what systems and controls these institutions need to have in place to detect and notify regulators when they suspect insider dealing.
Links:
Rachel’s article on the Korfuzi case FCA hails Korfuzi siblings’ long insider dealing sentences
FCA Match Watch 77 – Trading by OCGs Market Watch 77 | FCA
FCA Match Watch 73 – Market conduct and suspicious trading Market Watch 73 | FCA
AMF and French Anti-Corruption Agency (AFA) call for vigilance on OCGs The AMF and the AFA call for vigilance on the risk of private corruption by criminal networks of natural persons with access to inside information | AMF
Finnish Financial Services Authority June Newsletter on suspicious transaction and order reports (STORs) markkinat-tiedote-2_2025_en.pdf
Responses to the European Securities and Markets Authority (ESMA) paper on insider lists Consultation on the Draft implementing technical standards on the extension of the use of the alleviated format of insider lists
Disclaimer
This podcast’s information is provided for general reference and was obtained from publicly accessible sources. The Podcast Collaborative neither produces nor verifies the content, accuracy, or suitability of this podcast. Views and opinions belong solely to the podcast creators and guests.
For a complete disclaimer, please see our Full Disclaimer on the archive page. The Podcast Collaborative bears no responsibility for the podcast’s themes, language, or overall content. Listener discretion is advised. Read our Terms of Use and Privacy Policy for more details.